Search for: "LINCOLN FINANCIAL ADVISORS CORPORATION"
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17 Mar 2023, 11:34 am
According to its website, Lincoln Financial Advisors is an independent broker/dealer is the marketing name for Lincoln National Corporation and its affiliates. [read post]
8 Jul 2020, 7:20 am
George Schmidt, Jr. is a barred broker who was last registered with Lincoln Financial Advisors Corporation in Melville, NY. [read post]
17 Feb 2011, 1:12 pm
(LFS) and $150,000 against an affiliated firm, Lincoln Financial Advisors Corporation (LFA), for failure to adequately protect non-public customer information. [read post]
3 Aug 2020, 1:07 pm
Imran Razvi is a former broker who was last registered with Lincoln Financial Securities Corporation in Frederick, Maryland. [read post]
6 Apr 2020, 7:44 am
According to BrokerCheck records, Schmidt is formerly registered with The Financial Industry Regulatory Authority (FINRA) member firm Lincoln Financial Advisors Corporation (Lincoln Financial) out of the firm’s Melville, New York office location. [read post]
29 Apr 2011, 12:58 pm
A Financial Industry Regulatory Authority arbitration panel says that Lincoln Financial Advisors Corporation must pay the Wright Family Trust $1.6M over securities claims related to investments that were made in a number of funds. [read post]
21 Dec 2017, 12:40 pm
Travers was a financial advisor affiliated with Lincoln Financial Advisors Corporation (“Lincoln Financial”) (CRD# 3978). [read post]
8 Apr 2021, 2:56 pm
Olave was a financial advisor with Questar Capital Corporation at the time of the alleged conduct. [read post]
8 Mar 2024, 11:31 am
., Key Investment Services LLC, Lincoln Financial Advisors Corporation, U.S. [read post]
7 Oct 2019, 6:04 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor James Crosson (Crosson), currently employed by Lincoln Financial Securities Corporation (Lincoln Financial) and formerly with Voya Financial Asvisors, Inc. [read post]
22 Jan 2021, 11:28 am
His previous employers included Lincoln Financial Securities Corporation (CRD#:3870), also of Worchester, MA, New England Securities (CRD#:615) of New York, NY, and Morgan Stanley DW Inc. [read post]
12 Oct 2018, 12:09 pm
”) Kim’s previous employers include Independent Financial Group, LLC (CRD #7717), Lincoln Financial Advisors Corporation (CRD #3978), both also of San Diego, and The Lincoln National Life Insurance Company (CRD #2580) of Fort Wayne, IN. [read post]
25 Mar 2020, 7:03 am
Advisor Peter Maller (Maller), currently employed by Lincoln Financial Advisors Corporation (Lincoln Financial) has been subject to at least three customer complaints during the course of his career. [read post]
11 Jun 2018, 10:59 am
From November 2011 until November 2013, Travers was associated with Lincoln Financial Advisors Corporation. [read post]
27 Dec 2023, 2:02 pm
(CRD#:4031), SALT LAKE CITY, UT B, 09/07/2005 – 04/14/2008, LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978), OGDEN, UT Filing a Complaint against your Brokerage Firm FINRA has regulations in place to ensure advisors act in the best interest of their clients (known as the fiduciary duty), but it’s wise for investors to stay informed and ask for clarification about any recommendations made by their advisor. [read post]
15 Apr 2013, 1:02 pm
Prior to moving to Ohio to work with Securities America in 2005, all three men worked together at Lincoln Financial Advisors. [read post]
14 Sep 2022, 7:31 am
According to his FINRA Broker report, Bailey was reportedly affiliated with the following firms, among others during his career in the securities industry: 02/27/2009 – 07/16/2020, LPL FINANCIAL LLC (CRD#:6413), WORCESTER, MA, 02/01/2006 – 02/27/2009, LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870), WORCESTER, MA The Financial Industry Regulatory Authority (FINRA) reportedly barred Couture in October 2020 after… [read post]
23 Nov 2016, 1:26 pm
Our firm’s investment attorneys are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against Alan Thomilson (Thomilson) currently associated with Lincoln Financial Securities Corporation (Lincoln Financial) alleging unsuitable recommendations to invest in variable products such as variable annuities, equity indexed annuities, and variable life insurance. [read post]
7 May 2018, 1:25 pm
He was last employed with Lincoln Financial Advisor Corporation of Boca Raton, FL, from 03/05/2015 to 01/31/2018. [read post]
4 Dec 2020, 1:23 pm
Joseph Stone Capital, LLC Riza Hernandez Lincoln Financial Securities Corporation Wells Fargo Advisors, LLC Donald Padilla National Securities Corporation National Asset Management Jon Sanchez Independent Financial Group LLC Morgan Stanley Joseph Shimko, Jr. [read post]
